-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, ZLNEb7kVuJfnTMB/IFahYevkg/yT4IDBVEYtYdpmiJ6opsmKtll2aoN76ACKSSbM eTM2uFdjj9AOEzu9JM27Pw== 0000950172-95-000030.txt : 19950607 0000950172-95-000030.hdr.sgml : 19950607 ACCESSION NUMBER: 0000950172-95-000030 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19950126 SROS: NYSE GROUP MEMBERS: DERALD H. RUTTENBERG GROUP MEMBERS: ERIC M. RUTTENBERG GROUP MEMBERS: HATTIE RUTTENBERG GROUP MEMBERS: J. ROTHSCHILD CAPITAL MANAGEMENT LIMITED GROUP MEMBERS: JAMES H. KASSCHAU GROUP MEMBERS: JOHN C. RUTTENBERG GROUP MEMBERS: KATHERINE T. RUTTENBERG GROUP MEMBERS: PUTNAM L. CRAFTS, JR. GROUP MEMBERS: RIT CAPITAL PARTNERS PLC GROUP MEMBERS: RUTCO INCORPORATED GROUP MEMBERS: ST. JAMES'S PLACE CAPITAL PLC GROUP MEMBERS: TINICUM ENTERPRISES INC GROUP MEMBERS: TINICUM INVESTORS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPS TECHNOLOGIES INC CENTRAL INDEX KEY: 0000093444 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 231116110 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10009 FILM NUMBER: 95502932 BUSINESS ADDRESS: STREET 1: 101 GREENWOOD AVENUE STREET 2: SUITE 470 CITY: JENKINTOWN STATE: PA ZIP: 19046 BUSINESS PHONE: 2155172006 MAIL ADDRESS: STREET 1: 101 GREENWOOD AVENUE STREET 2: SUITE 470 CITY: JENKINTOWN STATE: PA ZIP: 19046 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD PRESSED STEEL CO DATE OF NAME CHANGE: 19780525 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TINICUM ENTERPRISES INC CENTRAL INDEX KEY: 0000929064 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 900 STEWART AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 5162222874 MAIL ADDRESS: STREET 2: 900 STEWART AVE CITY: GARDEN CITY STATE: NY ZIP: 11530 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 10 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) SPS Technologies, Inc. ____________________________________________________________ (Name of Issuer) Common Stock, Par Value $1.00 Per Share ____________________________________________________________ (Title of Class and Securities) 784626 10 3 ___________________________________________________________ (CUSIP Number of Class of Securities) John F. Keane Tinicum Enterprises, Inc. 990 Stewart Avenue Garden City, New York 11530 (516) 222-2874 _____________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Paul T. Schnell, Esq. Skadden, Arps, Slate, Meagher & Flom 919 Third Avenue New York, New York 10022 (212) 735-3000 January 23, 1995 ____________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement because of Rule d-1(b)(3) or (4), check the following box: ( ) Check the following box if a fee is being paid with this Statement: ( ) SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS TINICUM INVESTORS 13-3800339 _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* WC, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 629,939 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 629,939 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 629,939 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.2% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* PN _________________________________________________________________ SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DERALD H. RUTTENBERG ###-##-#### _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* PF, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 4,546 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 4,546 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,546 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* IN _________________________________________________________________ SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ERIC M. RUTTENBERG ###-##-#### _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* PF, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 5,615 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 5,615 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,615 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* IN _________________________________________________________________ SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS JOHN C. RUTTENBERG ###-##-#### _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* PF, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 4,546 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 4,546 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,546 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* IN _________________________________________________________________ SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KATHERINE T. RUTTENBERG ###-##-#### _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* PF, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 4,546 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 4,546 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,546 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* IN _________________________________________________________________ SCHEDULE 13D CUSIP No. 784626 10 3 _________________________________________________________________ (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS HATTIE RUTTENBERG ###-##-#### _________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ( ) (b) ( ) _________________________________________________________________ (3) SEC USE ONLY _________________________________________________________________ (4) SOURCE OF FUNDS* PF, BK _________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ( ) __________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES _________________________________________________________________ (7) SOLE VOTING POWER NUMBER OF 4,546 SHARES ___________________________________ BENEFICIALLY (8) SHARED VOTING POWER OWNED BY 0 EACH ___________________________________ REPORTING (9) SOLE DISPOSITIVE POWER PERSON 4,546 WITH ___________________________________ (10) SHARED DISPOSITIVE POWER 0 _________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,546 _________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES* ( ) _________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% _________________________________________________________________ (14) TYPE OF REPORTING PERSON* IN _________________________________________________________________ This statement amends and supplements the State- ment on Schedule 13D (the "Schedule 13D") filed with the Securities and Exchange Commission (the "Commission") by Tinicum Enterprises, Inc., a Delaware corporation, Tinicum Investors, a Delaware partnership, RUTCO Incorporated, a Delaware corporation, RIT Capital Partners plc, a United Kingdom corporation, J. Rothschild Capital Management Limit- ed, a United Kingdom corporation, St. James's Place Capital plc, a United Kingdom corporation, Mr. Putnam L. Crafts, Jr. and Mr. James H. Kasschau in connection with their ownership of shares of common stock, par value $1.00 per share (the "Shares"), of SPS Technologies, Inc., a Pennsylvania corpo- ration. Unless otherwise defined herein, all capitalized terms used herein shall have the meanings ascribed to them in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended and supplemented by adding the following: This statement is being filed by Tinicum Enter- prises, Inc., a Delaware corporation ("Enterprises"), Tinicum Investors, a Delaware partnership ("Investors II"), RUTCO Incorporated, a Delaware corporation ("RUTCO"), RIT Capital Partners plc, a United Kingdom corporation ("RIT"), J. Rothschild Capital Management Limited, a United Kingdom corporation ("JRCML"), St. James's Place Capital plc, a United Kingdom corporation ("SJPC"), Mr. Derald H. Ruttenberg ("Derald Ruttenberg"), Mr. Eric M. Ruttenberg ("Eric Ruttenberg"), Mr. John C. Ruttenberg ("John Ruttenberg"), Ms. Katherine T. Ruttenberg ("Katherine Ruttenberg"), Ms. Hattie Ruttenberg ("Hattie Ruttenberg" and together with Derald, Eric, John and Katherine Ruttenberg, the "Ruttenbergs"), Mr. Putnam L. Crafts, Jr. ("Mr. Crafts") and Mr. James H. Kasschau ("Mr. Kasschau"). Enterprises, Investors II, RUTCO, RIT, JRCML, SJPC, the Ruttenbergs, Mr. Crafts and Mr. Kasschau are hereinafter collectively re- ferred to as the "Reporting Persons;" Enterprises, Investors II, RUTCO, the Ruttenbergs and Mr. Kasschau are hereinafter collectively referred to as the "Tinicum Reporting Persons;" and RIT, JRCML and SJPC are hereinafter collectively re- ferred to as the "Rothschild Reporting Persons." Any dis- closures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party. During the last five years, none of the Ruttenbergs has (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby amended and supplemented by adding the following: The Shares purchased by Investors II and the Ruttenbergs (as described in Item 5(c) below) were paid for with working capital, out of personal funds and/or with the proceeds of borrowings in the ordinary course of business under the Line of Credit. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5(a) is hereby amended and supplemented by adding the following: As of the close of business on January 23, 1995, the Reporting Persons beneficially owned an aggregate of 896,049 Shares (including stock options to purchase a total of 1,069 Shares beneficially owned by Eric Ruttenberg (the "Option Shares"), which Option Shares have been treated as outstanding for purposes of computing percent of class), which represent approximately 15.9% of the 5,637,428 Shares (including the Option Shares) outstanding on such date. In accordance with Rule 13d-5(b)(1) of the General Rules and Regulations under the Exchange Act, Enterprises, Investors II, RUTCO, RIT, JRCML, SJPC, the Ruttenbergs, Mr. Crafts and Mr. Kasschau as a group may be deemed to beneficially own such Shares. As of the close of business on January 23, 1995, Enterprises, Investors II, RUTCO, RIT, JRCML, SJPC, Derald Ruttenberg, Eric Ruttenberg, John Ruttenberg, Katherine Ruttenberg, Hattie Ruttenberg, Mr. Crafts and Mr. Kasschau have direct beneficial ownership of 0, 629,939, 0, 132,311, 0, 0, 4,546, 5,615 (including the Option Shares), 4,546, 4,546, 4,546, 100,000 and 10,000 Shares, respectively. Item 5(b) is hereby amended and supplemented by adding the following: Each of the Ruttenbergs has the sole power to vote or to direct the vote and the sole power to dispose or to direct the disposition of the Shares of which he or she has direct beneficial ownership. Item 5(c) is hereby amended and supplemented by adding the following: Within the past 60 days, the Reporting Persons have acquired shares in the manner, in the amounts, on the dates and at the prices (excluding commissions) set forth below: Date # of Shares Avg. Price/Share Purchaser 12/16/94 21,400 $24.50 Enterprises (1) 12/16/94 7,391 $24.50 Investors (1) 12/16/94 8,409 $24.50 Mr. Crafts (1) 12/19/94 10,080 $24.875 Enterprises (2) 12/19/94 2,520 $24.875 RUTCO (2) 12/23/94 170,939 $24.50 Investors (3) 12/23/94 42,735 $24.50 RUTCO (3) 12/23/94 7,506 $24.50 Mr. Crafts (3) 12/23/94 10,000 $24.50 Mr. Kasschau (3) 12/23/94 20,400 $24.934 Enterprises (2) 12/23/94 5,100 $24.934 RUTCO (2) 12/30/94 13,100 $25.45 Investors (2) 12/31/94 581,569 n/a Investors II (4) 1/6/95 400 $26.625 Investors II (2) 1/9/95 8,200 $27.125 Investors II (2) 1/10/95 2,200 $27.125 Investors II (2) 1/11/95 1,700 $27.125 Investors II (2) 1/12/95 3,100 $27.415 Investors II (2) 1/13/95 5,500 $27.977 Investors II (2) 1/23/95 27,270 $29.275 Investors II (2) 1/23/95 4,546 $29.275 Derald Ruttenberg (2) 1/23/95 4,546 $29.275 Eric Ruttenberg (2) 1/23/95 4,546 $29.275 John Ruttenberg (2) 1/23/95 4,546 $29.275 Katherine Ruttenberg (2) 1/23/95 4,546 $29.275 Hattie Ruttenberg (2) (1) Acquired upon exercise of Rights. (2) Acquired on the New York Stock Exchange. (3) Acquisition of Underlying Shares pursuant to the Stand- by Agreement. (4) Contributed by Enterprises, Investors and RUTCO in connection with the Tinicum Reorganization. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is hereby amended and supplemented by adding the following exhibit: Exhibit 15: Third Amended and Restated Joint Filing Agreement, dated as of January 25, 1995, by and among the Reporting Persons. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 TINICUM ENTERPRISES, INC. By: /s/ James H. Kasschau James H. Kasschau President SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 TINICUM INVESTORS By: /s/ Eric M. Ruttenberg Eric M. Ruttenberg Managing Partner SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 RUTCO INCORPORATED By: /s/ James H. Kasschau James H. Kasschau President SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 RIT CAPITAL PARTNERS plc By: /s/ Clive Gibson Clive Gibson Director SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 J. ROTHSCHILD CAPITAL MANAGEMENT LIMITED By: /s/ P.R. Griffiths P.R. Griffiths Director SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 ST. JAMES'S PLACE CAPITAL plc By: /s/ Clive Gibson Clive Gibson Director SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ Derald H. Ruttenberg Derald H. Ruttenberg SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ Eric M. Ruttenberg Eric M. Ruttenberg SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ John C. Ruttenberg John C. Ruttenberg SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ Katherine T. Ruttenberg Katherine T. Ruttenberg SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ Hattie Ruttenberg Hattie Ruttenberg SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ Putnam L. Crafts, Jr. Putnam L. Crafts, Jr. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 25, 1995 /s/ James H. Kasschau James H. Kasschau EXHIBIT INDEX Exhibit Description Exhibit 15 Third Amended and Restated Joint Filing Agreement, dated as of January 25, 1995, by and among the Reporting Persons. EX-99 2 EXHIBIT 15 Exhibit 15 THIRD AMENDED AND RESTATED JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a Statement on Schedule 13D (including any amendments thereto) with respect to the common stock, par value $1.00 per share, of SPS Technologies, Inc., a Pennsylvania corporation. The undersigned further consent and agree to the inclusion of this Agreement as an Exhibit to such Schedule 13D. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument. IN WITNESS WHEREOF, the undersigned have executed this agreement as of the 25th day of January, 1995. TINICUM ENTERPRISES, INC. By: /s/ James H. Kasschau James H. Kasschau President TINICUM INVESTORS By: /s/ Eric M. Ruttenberg Eric M. Ruttenberg Managing Partner RUTCO INCORPORATED By: /s/ James H. Kasschau James H. Kasschau President RIT CAPITAL PARTNERS plc By: /s/ Clive Gibson Clive Gibson Director J. ROTHSCHILD CAPITAL MANAGEMENT LIMITED By: /s/ Clive Gibson Clive Gibson Director ST. JAMES'S PLACE CAPITAL plc By: /s/ Clive Gibson Clive Gibson Director /s/ Derald H. Ruttenberg DERALD H. RUTTENBERG /s/ Eric M. Ruttenberg ERIC M. RUTTENBERG /s/ John C. Ruttenberg JOHN C. RUTTENBERG /s/ Katherine T. Ruttenberg KATHERINE T. RUTTENBERG /s/ Hattie Ruttenberg HATTIE RUTTENBERG /s/ Putnam L. Crafts, Jr. PUTNAM L. CRAFTS, JR. /s/ James H. Kasschau JAMES H. KASSCHAU -----END PRIVACY-ENHANCED MESSAGE-----